DIPLOMACY AND NEGOTIATION
Obiettivi formativi
The course aims at providing the students with a wide overview of contemporary diplomacy in the global scenario, with specific reference to the major transformations and relevance for peacebuilding of the diplomatic field in recent times.
In particular, the course will focus on negotiation and mediation as conflict resolution tools and activities.
Challenges and prospects for the future of diplomacy in the light of cultural, societal, and technological changes will be the object of discussions and workshops.
Risultati di apprendimento attesi
Knowledge and understanding
The course will offer key theoretical tools for analyzing the evolving role of diplomacy in a globalized world in terms of actors, agency, and agents.
The course will provide students with advanced knowledge and analytical resources that will enable them to understand the processes and consequences of negotiation and mediation between national, international, transnational and non-state actors.
Applying knowledge and understanding:
The students will be able to identify the prominent features of the institutions of diplomacy in terms of organizational standards, cultural features and expected performance; apply theoretical models to concrete international case studies of negotiation and mediation, with special attention to ongoing crises and conflicts; examine and compare the outcome of major international negotiation efforts
Making judgements
I expect students to be able to evaluate diplomatic routine and diplomatic initiatives, identifying the effectiveness and the shortcomings of the different types of diplomacy both as a process and as a pursuit of substantial outcomes. Students should also acquire a critical understanding of the scope and challenges of processes of bilateral and international negotiations in the field of international security and global issues, such as nuclear programs and climate change.
Communications Skills
This course will offer the possibility to handle and understand terms and concepts in the field of diplomacy and international negotiation in order to communicate their ideas, proposals, analyses and critical reasoning in the most convincing and articulated way.
Learning skills
This course will provide students with the intellectual tools to determine why certain international negotiations are initiated and others are not, why some of them are successful and other are not, and to evaluate explanatory models in an independent way.
Contenuti Del Corso
The main focus of the course will be understanding and explaining the process of international negotiation and mediation, as one of the most important tasks of diplomats and international experts and practitioners.
The course will also highlight the mutual interaction between theory and practice, conceptual approaches and empirical evidence. A blend of "field notes" taken from the direct diplomatic experience of the instructor, case studies and theoretical contextualization will be a salient feature of the course.
Using several analytical tools, students will assess and compare contemporary and historical examples of international negotiations and mediation efforts, in particular through structured workshops and a simulation.
Negotiation and mediation will be considered not only peace-making tools but also instruments to strengthen the world political order. They will be conceptualized as processes specific to the international system of states and crucial to its survival, in the wider context of the international politics, implying strategic choices among confrontation, competition and cooperation.
Special attention will be devoted to cross-cultural aspects of negotiation and gender issues in diplomacy.
Sustainability topics: one of the features of the course is dealing with the causes and consequences of conflicts related to international dependence on fossil fuel, as well as the notion of “ecocide” related to conflicts
Testi Di Riferimento
Required readings:
On Diplomacy
• Adam Watson, Diplomacy. The Dialogue Between States, Routledge, London-New York 1982 (selected chapters)
• Andrew F. Cooper, Jorge Heine, Ramesh Thakur, eds., The Oxford Handbook of Modern Diplomacy, Oxford University Press, Oxford 2013 (selected chapters)
On Negotiation
• Bertram I. Spector, An Introduction to International Negotiation. Concepts, Processes and Research, Routledge, New York 2026
• J.Michael Greig and Paul F. Diehl, International Mediation, Polity, Cambridge UK-Malden MA,USA 2016
• Alexander L. George, Forceful Persuasion. Coercive Diplomacy as an Alternative to War, United States Institute of Peace, Washington DC 1991 (selected chapters)
Further optional readings:
Additional material, books chapters and journal articles mentioned in the Syllabus provided by the teacher
Metodologie Didattiche
Conclusion
• Simulation de-briefing
• The future of diplomacy: discussion, ideas, proposals
Required Readings:
• Cooper-Heine-Thakur, chapter 30
Further optional readings:
• Philip Seib, The Future of #Diplomacy, Polity, Cambridge, UK – Malden, MA 2016, chapters 3,4,5
• Barry O’Neill, International Negotiation: Some Conceptual Developments, "Annual Review of Political Science", 2018. 21:515–33
• Cecilia Albin, Justice and Fairness in International Negotiation, Cambridge University Press, Cambridge UK 2001, chapter
• Costas M. Constantinou, Pauline Kerr and Paul Sharp, eds.,The SAGE Handbook of Diplomacy - Introduction: Understanding Diplomatic Practice
• Costas M. Constantinou and James Der Derian, Sustainable Diplomacies, New York 2010, Introduction
• Paul Sharp, Diplomatic Theory of International Relations, Cambridge University Press, Cambridge UK 2009, Introduction and Conclusion
• Chester A. Crocker, Fen Osler Hampson, and Pamela Aall, eds., Diplomacy and the Future of World Order, Georgetown University Press, Washington DC, 2021, chapters 1, 17
• Ole Jacob Sending, Diplomats and Humanitarians in crisis governance, in Ole Jacob Sending, Vincent Pouliot and Iver B. Neumann, eds., Diplomacy and the Making of World Politics, Cambridge University Press, Cambridge UK 2015
• Daryl Copeland, Guerrilla Diplomacy. Rethinking International Relations, Lynne Rienner, Boulder 2009, chapter 12
Modalità di verifica dell'apprendimento
Attendance
Students who actively participate in at least 70% of classes are considered to be attending. Classroom attendance is recorded through the BEACON system. Students who do not reach the minimum classroom attendance threshold of 70% become non-compliant.
Without prejudice to the mandatory attendance requirement as stipulated in the University's Didactic Regulations (Regolamento Didattico di Ateneo), students on international exchange, with proven health problems, engaged in work or internship, and athletes may be exempted from compulsory attendance.
The request to be exempted from compulsory attendance should be submitted to the Graduate School office, with appropriate supporting documentation, by the first week of the semester. The outcome of the request is notified via e-mail.
Faculty members are notified about the respective exempted students through Luiss Learn.
Attending students are involved in a continuous assessment that corresponds to one-third (1/3) of the overall evaluation. During the continuous assessment, students are expected to complete the following assignment.
1) Students are required to produce individually, a book chapter/article review: one page, up to 500 words (a list of titles is provided) by 31 October 2026
2) In the context of the simulation "Towards the endgame in Ukraine. A peace deal and beyond", each student should write a succinct position paper (up to 500 words, no later than 10.11.2026) containing options and recommendations written by a member of a national delegation for the Head of that delegation on how to engage in negotiations. The paper produced for the simulation will be discussed as the first topic at the oral exam at the end of the course. A collective grade will be given to each team participating in the simulation that will take place in the weeks 10 and 11 of the course.
In the exam sessions, attending students take an individual final exam that corresponds to two-thirds (2/3)) of the overall evaluation. The final examination is aimed at the recognition of the knowledge and skills acquired and will consist of a oral examination.
The combination of continuous assessment (one-third) and final exam (two-thirds) is valid only in the examination dates scheduled at the end of the semester in which the course is taught. In subsequent examination sessions (retake sessions), students are evaluated exclusively through a single final examination (100%), thus losing the continuous assessment grade.
The continuous assessment is mandatory for attending students. Continuous assessment's grades cannot be refused.
Students who are exempted from compulsory attendance or are non-compliant, shall take a final examination that corresponds to 100% of the overall evaluation, and which is based on an appropriate study load that can compensate for the missed knowledge acquisition over the semester.
Criteri per l’assegnazione dell’elaborato finale
• Excellent outcome in the cumulative final grade (ideally 30/30)
• Active participation and proven willingness to deepen knowledge of the field
Settimana 1
• Introduction to the course
• The Nature of Diplomacy
• Institutions of Diplomacy
• Professional Diplomacy
• International Diplomatic Society
• Norms, Ideas and Diplomacy
• Criticism and limits of contemporary diplomacy
• Transformations of diplomacy
Required Readings:
• Watson, Chapters 1, 3, 4, 5, 6, 9, 10, 13, Conclusion
• Cooper-Heine-Thakur, chapters 1, 2, 3
Further optional readings:
• Costas M. Constantinou, Pauline Kerr and Paul Sharp, eds., The SAGE Handbook of Diplomacy - Chapter 2. A Conceptual History of Diplomacy, SAGE, London 2016
• Karin Aggestam and Ann Towns,The gender turn in diplomacy: a new research agenda, "International Feminist Journal of Politics", 21:1, 9-28, 2019
• Catherine Fletcher, Diplomacy in Renaissance Rome. The Rise of the Resident Ambassador, Cambridge University Press, Cambridge 2020, Introduction, chapter 1
• G. R. Berridge, Machiavelli: Human Nature, Good Faith, and Diplomacy, “Review of International Studies” 27, 539 556, 2001
• Costas M. Constantinou, On the Way to Diplomacy, University of Minnesota Press, Minneapolis 1996, pp. 3-26
Settimana 2
The Fundamentals Elements of Negotiation
• Issues, History and Context
• Actors and Interests
• Structure
• Strategies
• Outcome
Required Readings:
• Bertram I. Spector, chapters 3,4,5,6,7,8
Further Optional Readings:
• Brian R.Urlacher, International Relations as Negotiation, Routledge, London-New York 2016, chapters 1,3
• Evangelos Raftopoulos, International Negotiation. A Process of Relational Governance for International Common Interest, Cambridge University Press, Cambridge UK 2019, chapter 1
• Thomas C. Schelling, The Strategy of Conflict, Harvard University, Cambridge Massachusetts - London UK 1980, pp. 21-52
• Jacob Bercovitch and Richard Jackson, Conflict Resolution in the Twenty-First Century. Principles, Methods, and Approaches, The University of Michigan Press, Ann Arbor 2009, chapter 2
• Ho-Won Jeong, International Negotiation. Process and Strategies, Cambridge University Press, Cambridge UK 2016, chapters 1,2,3
• Karin Aggestam and Ann E.Towns, eds., Gendering Diplomacy and International Negotiation, Palgrave MacMillan, New York 2018, Chapter 9
Settimana 3
The Subprocesses of Negotiation
• Getting to the Table
• At the Table
• Negotiating Implementation
• Negotiating Post- Agreement
• Negotiation opportunities in an Unstable World
Case Study
• The 2015 JCPoA (on the Iranian Nuclear Programme)
Required Readings:
• Bertram I. Spector, Chapters 9,10,11,12,13,14,15
Further Optional Readings:
• Brian R.Urlacher, International Relations as Negotiation, Routledge, London-New York 2016, chapter 2
• Roger Fisher, William Ury, Getting to Yes, Penguin Books, New York 2011, chapters 1,2,3,4,5
• Raymond Cohen, Negotiating Across Cultures. International Communication in an Interdependent World, United States Institute of Peace Press, Washington DC 2007, chapter 3
• James K. Sebenius, R. Nicholas Burns and Robert N. Mnookin, Kissinger the Negotiator. Lessons from Dealmaking at the Highest Level, Harper, New York-London-Toronto-Sidney 2018, Conclusion
• Gary Samore et al., The Iran Nuclear Deal: A Definitive Guide, Belfer Center for Science and International Affairs, Harvard Kennedy School, 2015
Settimana 4
International Mediation/I
• Definition, forms, goals
• The providers of mediation
Case studies:
• The Oslo Accords
• The Beagle Channel Dispute
Required Readings:
• Greig-Diehl, chapters 1,3
Further Optional Readings:
• Thomas Princen, Intermediaries in International Conflict, Princeton University Press, Princeton 1992, chapters 2,8
• Jacob Bercovitch and Richard Jackson, Conflict Resolution in the Twenty-First Century. Principles, Methods, and Approaches, The University of Michigan Press, Ann Arbor 2009, chapter 3
• Arvid Bell and Dana Wolf, Decoding Negotiation Systems in the Middle East and North Africa: A Framework for Analysis, "Negotiation Journal", Winter 2023
• Karin Aggestam and Ann E.Towns, eds., Gendering Diplomacy and International Negotiation, Palgrave MacMillan, New York 2018, Chapter 10
Settimana 5
International Mediation/II
• The application of mediation to violent conflicts
• The success and failure of mediation
Case studies:
• The Camp David Agreements
• The mediation efforts in Syria
Required Readings:
• Greig-Diehl, chapters 2,4
Further Optional Readings:
• Thomas Princen, Intermediaries in International Conflict, Princeton University Press, Princeton 1992, chapter 6
• Chester A.Crocker, Fen Osler Hampson, and Pamela Aall, Taming Intractable Conflicts. Mediation in the Hardest Cases, United States Institute of Peace Press, Washington DC 2004, chapter 3
• Tarak Barkawi, Diplomacy, War and World Politics, in Ole Jacob Sending, Vincent Pouliot and Iver B. Neumann, eds., Diplomacy and the Making of World Politics, Cambridge University Press, Cambridge UK 2015
• Pınar Akpınar, The limits of mediation in the Arab Spring: the case of Syria, “Third World Quarterly”, 2016, Vol. 37, No. 12, 2288–2303
• Magnus Lundgren, Mediation in Syria: initiatives, strategies, and obstacles, 2011–2016, “Contemporary Security Policy”, 2016, Vol. 37, No.2, 273–288
Settimana 6
International Mediation/III
• Connection and consequences of mediation efforts
• Evolving challenges for international mediation
Case studies:
• Mediation efforts in Libya
• The Colombian peace process
Required Readings:
• Greig-Diehl, chapters 5,6
Further Optional Readings:
• William Zartman, Diplomacy as Negotiation and Mediation, in Pauline Kerr, Geoffrey Wiseman, eds., Diplomacy in a Globalizing World. Theories and Practices, Oxford University Press, New York-Oxford 2013
• Karin Aggestam and Ann E.Towns, eds., Gendering Diplomacy and International Negotiation, Palgrave MacMillan, New York 2018, Chapter 8
• Stephanie T. Williams and Jeffrey Feltman, Can a political breakthrough mend a broken Libya? Brookings Institution, February 17, 2021
• Clara Portela and Jean-Louis Romanet Perroux, UN Security Council Sanctions and Mediation in Libya. Synergy or Obstruction?, "Global Governance" 28 (2022) 228–250
• Mohammed Cherkaoui, The Legitimacy Puzzle in the UN Mediation of the Libyan Conflict, George Mason University, September 2023 (paper)
• Isabel Bramsen & Lisa Strömbom, Inclusivity in Practice: Patchworks of Inclusion at Multiple Tracks in the Colombian Peace Process, "Journal of Intervention and Statebuilding", 19:2, 176-196, 2025
• International Crisis Group, Colombia: From “Total Peace” to Local Peace, 30.1.2025
Settimana 7
Diplomacy and force
• Coercive diplomacy
• Inducements (sanctions) and incentives
• Negotiating with international “enemies”
• Negotiating with sub-national and transnational “terrorists”
Case study:
• The Hamas/Israel hostage and prisoners deal (2023-2025)
Required Readings:
• Alexander L. George, Forceful Persuasion. Coercive Diplomacy as an Alternative to War, United States Institute for Peace, Washington DC 1991 (Part I, III)
Further Optional Readings:
• Costas M. Constantinou, Pauline Kerr and Paul Sharp, eds., The SAGE Handbook of Diplomacy - Chapter 38. Coercive Diplomacy, SAGE, London 2016
• Narges Bajoghli, Vali Nasr and Djavad Salehi-Isfahani, How Sanctions Work. Iran and the Impact of Economic Warfare, Stanford University Press, Redwood City 2024 (chapter 4, Conclusion)
• G. Richard Shell, The Morality of Bargaining: Identity versus Interests in Negotiations with Evil, “Negotiation Journal”, October 2010;
• Deepak Malhotra, Without Conditions The Case for Negotiating With the Enemy, "Foreign Affairs", September-October 2009
• Jonathan Powell, Terrorist at the table. Why negotiation is the only way to peace, Palgrave MacMillan, New York 2015, chapter 1
• James Martherus, Negotiating with Terrorists, “Praemon”, 3 March 2015
• Audrey Kurth Cronin, Hostage Negotiations and Other Talks with Terrorists, "Politics and Diplomacy", Winter/Spring 2015
• Julie Browne and Eric S. Dickson, ''We Don't Talk to Terrorists'': On the Rhetoric and Practice of Secret Negotiations, "Journal of Conflict Resolution" 2010 54:379.
Preparation to simulation/I: Towards the endgame in Ukraine. A peace deal and beyond (materials provided by the teacher)
Settimana 8
Multiparty Negotiation
• Multilateralism and multipolarism
• Selective and ad-hoc international formats
• Conferences
• Summits
• Diplomacy at the UN
• The EU as a negotiation process, a negotiation system and a negotiated order
Case studies:
• Climate Diplomacy
• G-7, G20, BRICS
Required Readings:
• Cooper-Heine-Thakur, chapters 13, 14, 15, 16, 40, 47, 49
Further Optional Readings:
• O.Elgström and M.Smith, Introduction: Negotiation and policy-making in the European Union – processes, system and order “Journal of European Public Policy”, 7(5), 673–683, 2000
• Vincent Pouliot, Multilateralism as an End in Itself, "International Studies Perspectives" Vol. 12, No. 1 (February 2011), pp. 18-26
• Vincent Pouliot, The practice of permanent representation to international organizations, in Ole Jacob Sending, Vincent Pouliot and Iver B. Neumann, eds., Diplomacy and the Making of World Politics, Cambridge University Press, Cambridge UK 2015
Preparation to simulation/II: Towards the endgame in Ukraine. A peace deal and beyond (materials provided by the teacher)
Settimana 9
Preparation to simulation/III: Towards the endgame in Ukraine. A peace deal and beyond (materials provided by the teacher)
Settimana 10
Simulation/I:
Towards the endgame in Ukraine. A peace deal and beyond
Settimana 11
Simulation/II:
Towards the endgame in Ukraine. A peace deal and beyond
Settimana 12
Conclusion
• Simulation de-briefing
• The future of diplomacy: discussion, ideas, proposals
Required Readings:
• Cooper-Heine-Thakur, chapter 30
Further optional readings:
• Philip Seib, The Future of #Diplomacy, Polity, Cambridge, UK – Malden, MA 2016, chapters 3,4,5
• Barry O’Neill, International Negotiation: Some Conceptual Developments, "Annual Review of Political Science", 2018. 21:515–33
• Cecilia Albin, Justice and Fairness in International Negotiation, Cambridge University Press, Cambridge UK 2001, chapter
• Costas M. Constantinou, Pauline Kerr and Paul Sharp, eds.,The SAGE Handbook of Diplomacy - Introduction: Understanding Diplomatic Practice
• Costas M. Constantinou and James Der Derian, Sustainable Diplomacies, New York 2010, Introduction
• Paul Sharp, Diplomatic Theory of International Relations, Cambridge University Press, Cambridge UK 2009, Introduction and Conclusion
• Chester A. Crocker, Fen Osler Hampson, and Pamela Aall, eds., Diplomacy and the Future of World Order, Georgetown University Press, Washington DC, 2021, chapters 1, 17
• Ole Jacob Sending, Diplomats and Humanitarians in crisis governance, in Ole Jacob Sending, Vincent Pouliot and Iver B. Neumann, eds., Diplomacy and the Making of World Politics, Cambridge University Press, Cambridge UK 2015
• Daryl Copeland, Guerrilla Diplomacy. Rethinking International Relations, Lynne Rienner, Boulder 2009, chapter 12