INTERNATIONAL ARBITRATION: LAW AND PRACTICE
INTERNATIONAL ARBITRATION: LAW AND PRACTICE
Carlo Ferdinando Emanuele, Chiara Capalti
Obiettivi formativi
The object of the course is to impart, theoretical as well as practical, knowledge and understanding of international commercial arbitration to the students. Upon completion of this course, students are expected to have gathered an in-depth knowledge of international arbitration and be able to discuss its central aspects and main issues.
Risultati di apprendimento attesi
Knowledge and understanding: Students will gain specific knowledge on the most important and challenging issues of international commercial arbitration, such as the arbitration agreement, the applicable laws, the Arbitral Tribunal, the arbitration proceedings, the gathering of evidence, the hearing and the arbitral award. This goal will be achieved through both theoretical classes as well as through the analysis of real cases and subsequent class discussion.
Ability to apply knowledge and understanding:
Students will be able to use their knowledge in both a theoretical and practical way and analyse and understand how arbitrators and international arbitration counsel should act and behave. These learning skills will be tested through class exercises and workshops and through the final exam.
Ability to make independent evaluations: Students will be able to understand and analyse in a critical legal way real international commercial arbitration cases. Moreover, the analysis of such cases will help them to develop a critical thinking and identify the proper and most suitable case management strategy .
Communication skills: Students will learn the specific international commercial arbitration legal vocabulary and will gain appropriate communication skills by studying and analysing legal sources and case law. These communication skills will be tested by way of class discussion, workshops and a final oral exam.
Learning skills: Students, after having studied and understood the fundamental concepts of international commercial arbitration, will develop the primary tools to become international arbitration practitioners in the future. They will have a full knowledge of the structure of an international arbitration proceedings and will experience the challenges and difficulties of certain steps such as drafting a proper brief and cross-examining witnesses. This course will be very helpful for those students aiming at pursuing a career within an arbitral institution or as international arbitration counsel.
Contenuti Del Corso
This course intends to comprehensively examine the law and practice of contemporary international commercial arbitration. As to the theoretical knowledge, particular emphasis will be placed on legal analysis and discussion of issues of central importance, such as the framework of international commercial arbitration, the arbitration agreement, the applicable laws, the Arbitral Tribunal, the arbitration proceedings, the gathering of evidence, the hearing and the arbitral award. Given the abundance of institutional rules, the course will focus mainly on the ICC Arbitration Rules and will compare them, when necessary, with other institutions’ provisions. In order to provide the students with practical knowledge as well, throughout the course there will be constant reference to real arbitration cases and experiences where the issues discussed in class came into play and were specifically addressed.
Testi Di Riferimento
Blackaby N. et al, Redfern and Hunter on International Arbitration. Student Version (Oxford, 2022).
Link: https://tinyurl.com/wypj5ujb
The textbook will be complemented by selected articles which will be made available on the LUISS Learn/Moodle course website.
Metodologie Didattiche
Students are expected to read the relevant assigned reading materials before each class and to contribute to class discussions. Reference to contemporary issues faced by arbitral tribunals and practitioners will be discussed. This will develop critical thinking skills and combine theory and practice.
Modalità di verifica dell'apprendimento
The exam consists in an oral interview where the student will be required to show that he/she knows and understands the notions and principles of International Commercial Arbitration and that he/she is able to apply them to case studies brought to his/her attention. The student is expected to: (i) be able to independently analyze the main issues of International Commercial Arbitration, such as the arbitration agreement, the applicable laws, the Arbitral Tribunal, the arbitration proceedings, the gathering of evidence, the hearing and the arbitral award; (ii) use the appropriate technical and legal vocabulary; and (iii) prove that he/she has acquired the study method and the learning ability for carrying on, also independently, further studies on the subject. For this purpose, both theoretical and case-based practical questions are asked.
The final grade is expressed out of 30. Insufficient preparation, corresponding to a score below 18, will lead to failure to pass the exam. Answering all questions correctly, demonstrating an excellent level of preparation, will lead to the attribution of a score of 30, possibly cum laude/with honors.
In assessing the level of preparation of the student, the following evaluation criteria will be taken into account: knowledge and understanding of the notions and principles of the subject and ability to apply them to specific cases (65%); appropriate use of the technical and legal vocabulary (25%); ability to analyze and evaluate relevant sources and acquisition of the study method (10%).
Criteri per l’assegnazione dell’elaborato finale
A minimum average grade of 27/30 and excellent English writing skills.
Settimana 1
Session 1
Definition issues (Ch. 1 Redfern) (part I)
• What is arbitration?
• Why arbitrate?
• The pros and cons of arbitration
Session 2
Definition issues (Ch. 1 Redfern) (part II)
• Arbitration versus litigation
• Arbitration versus other forms of alternative dispute resolution
• International versus domestic arbitration
• Ad hoc versus administered arbitration
• Commercial versus investor-state arbitration
Class discussion and case studies.
Settimana 2
Session 1
Arbitration as a creature of contract (Ch. 2 Redfern)
• What is an agreement to arbitrate?
• Validity of an arbitration agreement. Essential elements
• Arbitrability of a dispute
• Parties versus signatories of an arbitration agreement
• Arbitration clauses versus submission agreements
• The separability doctrine
Session 2
• The typical content of an arbitration agreement
• Defective arbitration clauses
Case study: Negotiating and drafting agreements to arbitrate. Compare ICC, UNCITRAL, SIAC and HKIAC Model Clauses
Settimana 3
Session 1
The legal framework of international commercial arbitration (Ch. 3 Redfern) (Part I)
• Law governing the agreement to arbitrate
• Lex arbitri
• Lex causae
• Arbitration rules
• Guidelines
• Conflict of laws issues
Session 2
The legal framework of international commercial arbitration (Ch. 3 Redfern) (Part II)
Class discussion and case studies.
Settimana 4
Session 1
The structure and commencement of an arbitration and the establishment of the Arbitral Tribunal (Ch. 4 and 6 Redfern)
• Procedural structure of a typical international arbitration: analysis of the various stages
Session 2
Appointment of the arbitrators
Class discussion and case studies.
Settimana 5
Session 1
• Independence and impartiality of arbitrators. Focus on IBA Guidelines on Conflicts of Interest in International Arbitration
• Challenging the arbitrators.
• Powers and duties of the arbitral tribunal (Ch. 4-5 Redfern)
• Case study: Arbitrator selection.
Session 2
Practical cases on the arbitrators’ independence and impartiality requirements
Settimana 6
Session 1
• Interim measures in arbitration
• Emergency arbitrator
Session 2
Practical seminar: How to organize and draft an effective memorial.
Settimana 7
Session 1
Evidence in international arbitration (Ch. 6 Redfern)
• Categories of evidence
• Documentary evidence
• The document production phase
Session 2
Practical cases on the document production phase
Settimana 8
Session 1
Evidence in international arbitration (Ch. 6 Redfern)
• Fact witnesses
• Expert witnesses
• Issues of privilege and confidentiality
Session 2
Focus on: cross-examination of witnesses
Settimana 9
Session 1
Practical seminar: How to cross-examine witnesses
Session 2
• Expedited arbitration
Class discussion and case studies
Settimana 10
Session 1
Post-hearing phase (Ch. 6 Redfern) and the award (Ch. 9 Redfern) (Part I)
• Post-hearing briefs
• Introduction of new evidence
• Statements on costs
• Closing of the proceedings
• Definition of arbitral awards
• Categories of awards
Session 2
The award (Ch. 9 Redfern) [cont.]
• Content of the award
• Effects of the award
• Relief that the Arbitral Tribunal is empowered to grant
• Dissenting opinions
Class discussion and case studies
Settimana 11
Session 1
Challenge of arbitral awards (Ch. 10 Redfern)
• Conditions to challenge the award
• Methods of challenge
• Ground for challenge
Session 2
Recognition and enforcement of arbitral awards (Ch. 11 Redfern)
• General principles governing recognition and enforcement of arbitral awards
• The place of recognition and enforcement
• The NY Convention
• Refusal of recognition and enforcement
Case study: Challenge, enforcement and recognition of arbitral awards in Italy
Settimana 12
Session 1
Multi-party and multi-contract arbitration
Session 2
Final review in light of the exam