LEGAL METHODOLOGY

Alessandro Ferrara, Filiberto Brozzetti

Instructional goals

Understanding the Philosophical Nature of 1. 1. Legal, Ethical, and Political Issues: to develop a comprehensive understanding of the philosophical nature of legal, ethical, and political issues. This involves exploring the underlying principles and theories that shape these domains and the intricate relationships between them. Students will delve into the fundamental concepts, such as justice, equality, rights, and morality, and analyze their application within legal, ethical, and political contexts. By engaging in critical discussions, reading relevant texts, and examining case studies, students will develop a deep understanding of the philosophical foundations that guide decision-making in these areas. 2. Learning the Basic Categories and Methods of Legal Science and the Elements of the Most Influential Theories: equipping students with a solid grasp of the basic categories and methods of legal science, along with the elements of influential legal theories. Students will learn theories about the different branches of law, such as constitutional, criminal, administrative, and international law, and understand the distinctive features and functions of each. They will explore the various methods employed in legal analysis, including statutory interpretation, case law analysis, and legal reasoning. Additionally, students will study prominent legal theories, such as legal positivism, natural law theory, and legal realism, and critically assess their strengths, weaknesses, and implications. This goal aims to provide students with a comprehensive framework for understanding the complexities of the legal field. 3. Acquiring Autonomous Critical Thinking: cultivating autonomous critical thinking skills. Students will develop the ability to analyze and evaluate legal, ethical, and political issues independently, relying on evidence, logical reasoning, and ethical principles. They will learn to question assumptions, recognize biases, and consider multiple perspectives when engaging with complex problems. Through interactive discussions, debates, and collaborative projects, students will refine their analytical and argumentative skills, learning to construct well-reasoned and persuasive arguments. The goal is to foster intellectual independence and empower students to engage in critical inquiry and contribute to the ongoing discourse in legal, ethical, and political arenas. By focusing on these instructional goals, students will gain a comprehensive understanding of the philosophical nature of legal, ethical, and political issues. They will be equipped with the necessary tools to navigate the complexities of legal science, including its categories, methods, and influential theories. Moreover, students will develop autonomous critical thinking skills, enabling them to engage with these subjects thoughtfully, analytically, and ethically.

Prerequisites

None.

Intended learning outcomes

Knowledge and Understanding: being able to demonstrate knowledge and understanding in the fields of study of legal theory and philosophy of law, and to include, whilst supported by advanced textbooks, some aspects that will be informed by knowledge of the forefront of the current debates in these fields of study. Applying Knowledge and Understanding: being able to apply knowledge and understanding in a manner that indicates a professional approach to their work or vocation, and having competences typically demonstrated through devising and sustaining arguments and solving problems within the relevant field of study. Making Judgements: showing the ability to gather and interpret relevant legal theories and arguments to inform judgements that include reflection on relevant social, scientific or ethical issues. Communication Skills: being able to communicate information, ideas, problems and solutions to both specialist and non-specialist audiences. Learning Skills: having developed those learning skills that are necessary to continue to undertake further legal study with a high degree of autonomy.

Course Contents

Jurisprudence. Legal Theories. Theories on Justice. Constitutional Theories. Legal Interpretative Theories.

Reference Books

1. 1. Wacks, R. (2020). Understanding Jurisprudence: An Introduction to Legal Theory (Sixth ed.). Oxford University Press. From p. 1 to p. 189, from p. 203 to p. 227, from p. 235 to p. 238, from p. 251 to p. 289, from p. 293 to p. 305, from p. 321 to p. 336 and from p. 341 to p. 356. 2. Rawls, J. (1996). Political Liberalism. Columbia University Press: Pp. xxxv–66, 133-150, 158-168, 212-254. 3. Ferrara, A. (2023). Sovereignty Across Generations. Constituent Power and Political Liberalism. Oxford University Press: Pp. 93-176, 247-282 4. Schupmann, B. A. (2017). Carl Schmitt’s State and Constitutional Theory. A Critical Analysis. Oxford University Press: Pp. 1- 30 (mandatory); and pp. 135–152 or 153–171 (optionally alternative). 5. Slides and papers shared on LuissLearn.

Teaching Methods

Induction (from the practical case to the philosophical issue) and active participation of the students to the academic debate.

Assessment Method

Acquisition: lectures, podcasts and online quizzes Practice: guest speakers, case study and simulation Investigation: analyzing ideas and information in a range of materials and resources Collaboration: small group project, discussing others’ output and building joint output Discussion: seminars, group based class discussion, synchronous and asynchronous discussion Production: essays

Thesis assignment criteria

The exam consists of a final oral interview, in which students must demonstrate their knowledge of the main categories of legal theory and the ability to used the tools of both legal and philosophical reasoning. There could also be forms of intermediate monitoring and verification of the learning ability of the participants in the course, through quizzes, teamwork and individual productions. However the attribution of the mark will only take place at the outcome of the final exam that will take place at the end of the course.

Week 1 Contenuto sessioni on line e on campus

Introduction to the course: what is Jurisprudence; what is Philosophy of Law; what is Legal Theory. What is Law: Legal Positivism v. Natural Law; Formalism v. Realism; written v. customary law; common v. civil law systems. «Case of the Speluncean Explorers» by Fuller. *** The Rule of Law. Primary accounts of Justice. Law and Morality: the tragedy of Antigon; conscientious objectors; Freirechtsschule; Fuller’s “Inner Morality of Law”. Case studies: Nuremberg Trials; VoPo Trials; the Nazi Informer case (Hart v. Fuller).

Week 2 Contenuto sessioni on line e on campus

Law and Nature: life; death; self-determination; Human Rights; liberty v. dignity. Classical Natural Law: Cicero; Plato; Aristotle. St. Thomas Aquinas: rationality. *** Modern Natural Law: Grotius; Blackstone. From the State of Nature to the justification of Authority: Hobbes; Locke; Rousseau. Positivization of Natural Law: Declaration of Independence (1776); Déclaration des droits de l’homme et du citoyen (1789). Fall of Natural Law: between Enlightenment and Romanticism. *** Revival of Natural Law: Charter of the UN (1945); Universal Declaration of Human Rights (1945); Neo-Kantianism. Natural Rights: Finnis; Arendt. Critique of Natural Rights: Ross; Schmitt’s «Tyranny of Values»; Critical Theories of Human Rights. Again on Law and Morality: Practical Reason; principles v. facts; legality v. validity; values and neutrality.

Week 3 Contenuto sessioni on line e on campus

Legal Positivism: what is philosophical/scientific positivism; Creon’s reasons; positivism as imperativism. Bentham: Utilitarianism; against Common Law; pro Codification. Meanwhile in Germany: Savigny and the debate about codification. Austin: determining the Province of Jurisprudence; imperativism. *** Bentham and Austin compared: on the scope of Jurisprudence; on the nature and purpose of Law; on Sovereignty. Hart: Analytical Philosophy; «minimum content» of natural law; language; primary rules; secondary rules; «internal point of view» of the officials; social sources of rules; the Rule of Recognition. *** Hard v. Soft Positivism: exclusivism v. inclusivism; the role of the Constitution; standards for adjudication. Raz: autonomy of the Law; social and sources thesis; practical reason and authority of the Law.

Week 4 Contenuto sessioni on line e on campus

Introduction to Kelsen: Reinerechtslehre; Normativism; Formalism; gradualist theory; the Grundnorm. Schmitt v. Kelsen: validity v. efficacy; legality v. legitimacy; on Sovereignty; the state of exception; on the Legislative State; on international Law; on the just war; Nòmos v. Grundnorm. *** Introduction to the concept of Constitution: definition and notions; essential contents; contractualist theories; historical evolution of Constitutional theory; evolution of Constitutional Charters; negative v. positive liberties; contemporary Constitutionalism and critiques; on who should be the Guardian of the Constitution; models and purpose of Constitutional Justice; doctrines of Constitutional interpretation; material v. formal Constitution; dealing with Constitutional Principles; on the Constituent Power. Case study: the End of the Weimar Republic; facts v. forms.

Week 5 Contenuto sessioni on line e on campus

Introduction to the concept of Sovereignty: Law and Power; Justification and legitimacy; Constitutionalism and limited Sovereignty; Westphalian Sovereignty; Law and Politics. Case study: the political and legal Causes of the English Civil War. *** Post-sovereignty: liquid Sovereignty; Governance v. Government; Super-National Government/Governance; Independent Authorities. Case study: Hypothesis about Algorithmic Sovereignty. *** Scandinavian Legal Realism: Empirism v. Metaphysics; Ross; Olivecrona.

Week 6 Contenuto sessioni on line e on campus

Performing the Role of the Judge: applying the Law; Legislation v. Jurisdiction; judicial syllogism; Portalis. Adjudication: judicial discretion; Dworkin; Hart; American Legal Realism; Critical Legal Studies; interpretation of Principles; judicial fact-finding; judicial truth. *** Legal Interpretation: definition and scope; completeness, consistency and continuity of the Law; Konkretisierung. Theories of Interpretation: Restrictive Theory; Cognitive Theory; Evaluative Theory; Alternative Theory. Hermeneutics: Pre-Comprehension.

Week 7 Contenuto sessioni on line e on campus

Teamwork: Debate on Interpretative Theories in class *** Criminal Law Theories and Theories on Punishment *** Illustration of the framework for the optional paper

Week 8 Contenuto sessioni on line e on campus

Postmodernism and the Law: what is Post-Modernism; Lacan; Derrida; Semiotics; Foucault. *** Economy, Society and the Law: M. Weber; charismatic leadership; Marx; legal materialism. Public v. Private: Welfare State; Ethical State; Liberist Theory of State; Minimun State; Philosophical Anarchism; Social Darwinism. Social Democracy v. Liberalism: Habermas and Popper. *** Regulation: from the Rule of Law to the Administrative State. The «Nudge»: Democratic Paternalism; the «gentle push».

Week 9 Contenuto sessioni on line e on campus

Lect.: Prof. Alessandro Ferrara “What is law?” and “What is the law?". Law, society and politics. Regulative and constitutive rules. Law creates institutions and regulates conduct. Two paradigms for conceiving law's validity: legal positivism/law as command vs. justice-tracking law (natural law, human rights, Dworkin's moral reading of the Constitution). *** Legal Positivism, Law as Command: Hobbes, Austin, Hart. Law as justice-tracking: Locke, Dworkin, Habermas on justice, rights, equality.

Week 10 Contenuto sessioni on line e on campus

Lect.: Prof. Alessandro Ferrara What is public law? The Constitution as the law of law-making: government under law versus sovereign democratic will. Kelsen's paradigm of “pure law”. The Grundnorm as transcendental presupposition: “the law creates the people”. *** Schmitt's paradigm of existential constitutionalism: the State is a Constitution. Introduction to Rawls's “political liberal” constitutionalism. *** On reasonable pluralism. The rational, the reasonable, and the “burdens of judgment".

Week 11 Contenuto sessioni on line e on campus

Lect.: Prof. Alessandro Ferrara The liberal principle of legitimacy and the overlapping consensus. Public reason. *** Kelsen's paradigm of "pure law" and political liberalism. Schmitt's constitutionalism and political liberalism. *** Constituent power and the normativity of the “most reasonable”. Constituent power and “the people”.

Week 12 Contenuto sessioni on line e on campus

Lect.: Prof. Alessandro Ferrara Four manifestations of constituent power. Transforming the constitution: the concept of amending constituent power. *** The limits of amending constituent power. Political liberalism and the limits of amending constituent power.